It is a consortium of compliance, consulting, and business management solutions designed to help boutique investment firms to structure, maintain, and develop their internal regulatory review programs. RIA compliance and task management tools integrated onto the one-login system. Our software consists of RIA Consults-Roberson Consults Group, a compliance consulting firm, RIA Review, a compliance management system, Broker and Dealer Review, a Hybrid-management system (est. in 2020) *, and FIN Lancer, a Business/Task Management system.

    • Business Management: Business Management will have client center, project center, document center, firm directory, vendor directory, E-signatures, invoice integration, etc.
    • Compliance Management: Compliance Management will have compliance calendar, guidelines, alerts, checklists, maps, forms, agreements, review center, cloud storage directory and video library.
    • Task Management: Task Management uses with CCOs, staff, and consultants. It also uses other technology or financial network vendors. It is available in Desktop/tablet versions.
Platform .NET Framework 4.5
Programming Language ASP.NET
Database SQL Server 2014
Tools Microsoft Visual Studio 2017